Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Alan Blum is a financial professional with over 20 years of experience in the industry. He is currently a registered representative with UBS Financial Services Inc., located in Weehawken, NJ. Michael has held previous roles with Forbes Private Capital Group, Houlihan Lokey Capital, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, where he gained extensive experience in the financial services industry. Michael has a strong track record of success in providing investment advice and financial planning services to a diverse clientele.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
08/12/2014 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
11/21/2012 - 05/08/2013
FORBES PRIVATE CAPITAL GROUP (NEW YORK NY)
NY
01/13/2010 - 10/01/2012
HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)
NY
11/11/1996 - 08/28/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/11/1996 - 03/15/2002
MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI") (NEW YORK NY)
BC
Issued 02/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Blum is the right advisor for you? Invested Better is here to help.
