Unclaimed
Michael Federico is an investment advisor representative at Cambridge Investment Research Advisors, Inc., with over 26 years of experience in the financial services industry. Michael has been registered with the state of Arizona since 2022. Michael is also a registered investment advisor representative in Texas. Michael holds the Series 7, Series 52, Series 63, and Series 65 licenses. Michael is a strong advocate for financial education and has a long history of providing financial planning and investment management services to individuals, families, and businesses. Michael is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AZ
04/27/2023 - Present
Cambridge Investment Research Advisors, Inc. (Glendale, AZ)
AZ
02/16/2018 - 04/01/2022
FIRST FINANCIAL EQUITY CORPORATION (Glendale AZ)
AZ
10/05/2009 - 02/20/2018
AMERIPRISE FINANCIAL SERVICES, INC. (Phoenix AZ)
AZ
08/07/1996 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (SUN CITY AZ)
IA
Issued 09/11/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/06/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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