Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Greenberg has been in the financial services industry for over 24 years. Michael is currently a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has held previous roles with Ameriprise Financial Services, Inc., MIDAMERICA FINANCIAL SERVICES, INC., COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC., RIVERSOURCE DISTRIBUTORS, INC., UBS FINANCIAL SERVICES INC., AMERICAN SKANDIA MARKETING, INC., PSCO INTERNATIONAL DISTRIBUTORS LTD. LLC and THE MANAGERS FUNDS LLC. Michael holds Series 6, 7, 9, 10, 24, 63, and 66 licenses and has specialized in retirement, portfolio management, investment advisory services, mutual funds, and variable annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
04/30/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SCOTTSDALE AZ)
MN
06/29/2012 - 03/04/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
MO
04/27/2012 - 06/22/2012
MIDAMERICA FINANCIAL SERVICES, INC. (JOPLIN MO)
MN
01/02/2009 - 05/20/2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
05/08/2008 - 01/02/2009
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
CT
07/24/2006 - 05/14/2008
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
CT
11/20/2003 - 11/10/2005
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
CT
03/03/2000 - 11/18/2003
PSCO INTERNATIONAL DISTRIBUTORS LTD. LLC (STAMFORD CT)
CT
02/09/1996 - 02/23/2000
THE MANAGERS FUNDS LLC (STAMFORD CT)
BOTH
Issued 08/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/20/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/08/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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