Unclaimed
Michael Gorelick is a financial professional with over 20 years of experience in the industry. Michael currently works at Mizuho Securities USA LLC and is registered in 52 states as a broker. Prior to Mizuho Securities USA LLC, Michael was employed at RBS Securities Inc. Michael holds the Series 7, Series 24, Series 63 and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/08/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
CT
12/12/2008 - 03/04/2015
RBS SECURITIES INC. (STAMFORD CT)
NY
09/20/2006 - 12/12/2008
RBS SECURITIES CORPORATION (NEW YORK NY)
NY
06/29/2001 - 09/26/2006
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 06/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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