Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Adam Blaustein is a financial advisor with Wells Fargo Clearing Services, LLC, registered in 19 states. Michael has over 30 years of experience in the financial services industry. Michael has a diverse background, having previously worked with firms such as Barclays Capital Inc., Matrix U.S.A., LLC, Lehman Brothers Inc., and CS First Boston Corporation. Michael is a Series 66, Series 63, Series 24, Series 10, Series 9, Series 3, Series 55, and Series 7 licensed professional. Michael focuses on providing a wide range of financial planning services including investment consulting services to institutional clients, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (SOUTHAMPTON NY)
NY
10/19/2009 - 05/01/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/05/2008 - 03/24/2009
MATRIX U.S.A., LLC (NEW YORK NY)
NY
05/06/1997 - 01/07/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/11/1990 - 05/03/1996
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NA
08/15/1989 - 03/03/1990
DREXEL BURNHAM LAMBERT INCORPORATED
NY
01/19/1988 - 08/16/1989
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BOTH
Issued 12/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2006
Series 24 - General Securities Principal Examination
BC
Issued 04/22/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/22/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2011
Series 3 - National Commodity Futures Examination
BC
Issued 02/02/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Blaustein is the right advisor for you? Invested Better is here to help.
