Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Adam Baker is a financial professional with over 20 years of experience in the financial services industry. He is currently registered with Pacific Oak Capital Markets, LLC in Costa Mesa, CA. Michael has a strong track record of success in providing investment advice and financial planning services to individuals and families. His areas of expertise include retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/28/2024 - Present
Pacific OAK Capital Markets, LLC (COSTA MESA CA)
MI
04/03/2024 - 05/16/2024
PNC INVESTMENTS (BRIGHTON MI)
MI
03/12/2021 - 04/04/2024
LPL FINANCIAL LLC (ROYAL OAK MI)
MI
01/13/2020 - 03/12/2021
CENTAURUS FINANCIAL, INC. (Royal Oak MI)
MT
10/05/2018 - 03/29/2019
DESTRA CAPITAL INVESTMENTS LLC (BOZEMAN MT)
NY
03/21/2017 - 05/07/2018
TERRA CAPITAL MARKETS LLC (NEW YORK NY)
NY
06/26/2015 - 09/16/2016
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
MI
07/06/2012 - 06/23/2015
MOODY SECURITIES, LLC (NORTHVILLE MI)
CA
01/17/2012 - 07/02/2012
KBR CAPITAL MARKETS, LLC (PALO ALTO CA)
TX
01/28/2011 - 01/30/2012
BEHRINGER SECURITIES LP (DALLAS TX)
NY
01/25/2010 - 02/02/2011
REALTY CAPITAL SECURITIES, LLC (NEW YORK CITY NY)
FL
05/02/2002 - 12/21/2009
CNL SECURITIES CORP. (ORLANDO FL)
MN
11/08/1999 - 04/18/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/08/1999 - 04/18/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/30/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2014
Series 24 - General Securities Principal Examination
BC
Issued 05/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Baker is the right advisor for you? Invested Better is here to help.
