Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Aaron Rosner is a financial advisor at Raymond James & Associates, Inc.. Michael has been in the financial services industry since 1998. Michael has a Series 6, 7, 31, and 63, as well as a Series 65 license. Michael has been registered with the Securities and Exchange Commission since 1998. Prior to Raymond James & Associates, Inc., Michael was employed at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley DW Inc.. Michael's current office is located at 325 N. Old Woodward Ave., Suite 320, Birmingham, MI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
12/22/2023 - Present
Raymond James & Associates, Inc. (BIRMINGHAM MI)
MI
05/27/2005 - 12/14/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FARMINGTON HILLS MI)
NY
08/16/2002 - 06/13/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
08/24/2000 - 08/20/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/03/1998 - 05/31/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
08/03/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/10/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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