Unclaimed
Michael Aaron Neal is a financial advisor with Ameriprise Financial Services, LLC. Michael has been working in the financial services industry since February 19, 2010. Michael is registered with the state of South Carolina as an Investment Advisor Representative and a Registered Representative. Michael has passed the Series 66, Series 7 and the SIE exams. Ameriprise Financial Services, LLC is headquartered in Minneapolis, Minnesota and is a large financial services firm with over 10,000 licensed agents, investment adviser representatives, and registered representatives. Ameriprise Financial Services, LLC provides financial planning, asset allocation services, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
05/12/2010 - Present
Ameriprise Financial Services, LLC (Conway SC)
BOTH
Issued 05/07/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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