Unclaimed
Michael Heroux is a financial advisor at Voya Retirement Advisors, LLC, with over 13 years of experience in the financial industry. Michael has held previous positions at LPL FINANCIAL LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and INFINEX INVESTMENTS, INC.. Michael is registered to provide investment advice in Connecticut and other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
07/12/2023 - Present
Voya Retirement Advisors, LLC (Simsbury CT)
CT
01/29/2018 - 10/25/2022
LPL FINANCIAL LLC (FARMINGTON CT)
CT
12/12/2014 - 04/26/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TRUMBULL CT)
CT
05/15/2012 - 07/01/2013
INFINEX INVESTMENTS, INC. (WATERTOWN CT)
CT
10/15/2007 - 06/04/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SOUTHBURY CT)
CT
10/06/2002 - 05/14/2003
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
BOTH
Issued 01/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/03/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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