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Michael A Wertheim

Kestra Advisory Services, LLC

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About Michael A Wertheim

Michael Wertheim is an investment advisor representative with Kestra Advisory Services, LLC, with offices in Austin, TX and Smithtown, NY. Michael has been in the securities industry since 1999. He is a Series 63, Series 65, and Series 7 licensed representative. Michael provides financial planning, pension consulting, and portfolio management for individuals and businesses. Michael is also a partner in Main Street Financial Group, a firm that provides financial planning advice.

Firm Information

Michael Wertheim is currently registered with Kestra Advisory Services, LLC. Kestra Advisory Services, LLC is a financial advisory firm based in Austin, TX, with over 1,200 investment advisor representatives and 48.3 billion in assets under management. Kestra offers a variety of financial advisory services including financial planning, portfolio management, and pension consulting. The firm serves a broad range of clients, including individuals, corporations, insurance companies, pension plans, and charitable organizations. Kestra participates in wrap fee programs.
Kestra Advisory Services, LLC

5707 SOUTHWEST PARKWAY

AUSTIN, TX 78735

$48.32B

Assets Under Management

6,180

Total Clients

1,197

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Wertheim’s Registration & Firm History

TX

07/27/2023 - Present

Kestra Advisory Services, LLC (AUSTIN TX)

NY

12/16/2003 - 10/09/2007

1717 CAPITAL MANAGEMENT COMPANY (KINGS PARK NY)

MA

01/20/1999 - 12/16/2003

VERAVEST INVESTMENTS, INC. (WORCESTER MA)

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Licenses & Designations

IA

Issued 12/10/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/09/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael A Wertheim.
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