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Michael A Saracco

T. Rowe Price Investment Services, Inc.

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About Michael A Saracco

Michael Saracco is a financial advisor with T. Rowe Price Investment Services, Inc., licensed in 53 states and the District of Columbia. Michael has been in the financial industry since 2010. Michael has a Series 3, 7, and 66 license, as well as the SIE exam. Michael previously worked at PIMCO INVESTMENTS LLC, ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Michael Saracco is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Saracco’s Registration & Firm History

MD

04/29/2024 - Present

T. Rowe Price Investment Services, Inc. (BALTIMORE MD)

TX

02/14/2011 - 01/25/2024

PIMCO INVESTMENTS LLC (Austin TX)

CA

09/03/2010 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)

NY

01/01/2010 - 08/23/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/25/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/2010

Series 3 - National Commodity Futures Examination

BC

Issued 12/27/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael A Saracco.
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