Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rothstein is an investment advisor representative registered with Truist Advisory Services, Inc. Michael is a seasoned professional with experience in the financial services industry, having been involved in the field since 2005. Michael has held various roles at different firms, including Nationwide Securities, LLC and J.P. Morgan Securities LLC. Michael is currently registered in North Carolina and also holds registrations in Maryland, South Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
03/12/2021 - Present
Truist Advisory Services, Inc. (CHARLOTTE NC)
NJ
01/01/2021 - 03/10/2021
PFS INVESTMENTS INC. (PARAMUS NJ)
NC
06/27/2017 - 12/06/2018
NATIONWIDE SECURITIES, LLC (CHARLOTTE NC)
NY
05/29/2013 - 09/15/2016
J.P. MORGAN SECURITIES LLC (GARDEN CITY PARK NY)
NY
05/27/2008 - 06/06/2013
LPL FINANCIAL LLC (ARDSLEY NY)
NY
10/25/2005 - 05/27/2008
IFMG SECURITIES, INC. (FRANKLIN SQUARE NY)
IA
Issued 07/19/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/03/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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