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Michael A Radon

DWS Distributors, Inc.

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About Michael A Radon

Michael Radon is a financial advisor currently registered with DWS Distributors, Inc.. Michael has been in the financial services industry since November 17, 2015. Michael holds Series 63, Series 7, Series 24 and SIE licenses. Michael has been registered with FINRA for 1 year and has passed the state licensing exam in 53 states. Michael's previous experience includes working with OppenheimerFunds Distributor, Inc.

Firm Information

Michael Radon is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Radon’s Registration & Firm History

IL

08/14/2019 - Present

DWS Distributors, Inc. (CHICAGO IL)

NY

09/04/2015 - 05/31/2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/30/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/25/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael A Radon.
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