Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Pieza is an investment advisor representative with Empower Advisory Group, LLC in Greenwood Village, CO. Michael has over 20 years of experience in the financial industry, starting their career in 1997. Michael has held various positions at firms such as Charles Schwab & Co., Inc., U.S. Bancorp Investments, Inc., and Cetera Financial Specialists LLC. Michael has a broad range of experience in the industry, including holding a Series 3, 4, 6, 7, 9, 10, 24, 52, 53, 63, and 66 license. Michael specializes in providing financial planning, portfolio management for individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
10/02/2019 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
05/06/2008 - 05/29/2019
CETERA ADVISORS LLC (DENVER CO)
CO
03/13/2013 - 06/02/2015
CETERA ADVISOR NETWORKS LLC (DENVER CO)
CO
02/07/2013 - 06/02/2015
CETERA INVESTMENT SERVICES LLC (DENVER CO)
CO
10/18/2012 - 06/02/2015
CETERA FINANCIAL SPECIALISTS LLC (DENVER CO)
CO
04/14/2005 - 05/12/2008
MML INVESTORS SERVICES, INC. (DENVER CO)
TX
08/25/2000 - 12/10/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
06/16/1999 - 07/12/2000
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
CO
04/29/1997 - 02/03/1999
BROKERAGE ADMINISTRATORS CORPORATION (ENGLEWOOD CO)
MO
03/06/1996 - 10/10/1996
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
BOTH
Issued 10/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2008
Series 4 - Registered Options Principal Examination
BC
Issued 03/31/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/30/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/30/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2010
Series 3 - National Commodity Futures Examination
BC
Issued 07/08/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 09/16/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/05/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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