linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael A Marziotto

Merrill Lynch, Pierce, Fenner & Smith Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael A Marziotto

Michael Marziotto is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., with over 30 years of experience in the financial services industry. Michael has held previous positions with a number of firms including Citigroup Global Markets Inc., J.P. Morgan Securities LLC, and Sandlapper Securities, LLC. Michael is registered to provide investment advice in multiple states and holds Series 7, 63, 65, and SIE licenses. Michael is a dedicated professional who provides customized financial solutions to individuals and businesses.

Firm Information

Michael Marziotto is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Marziotto’s Registration & Firm History

NY

12/12/2021 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (SMITHTOWN NY)

NY

07/11/2017 - 08/16/2021

CITIGROUP GLOBAL MARKETS INC. (COMMACK NY)

NY

05/25/2016 - 07/21/2017

J.P. MORGAN SECURITIES LLC (ISLIP NY)

SC

12/02/2015 - 05/06/2016

SANDLAPPER SECURITIES, LLC (GREENVILLE SC)

NY

05/07/2014 - 07/16/2015

CAPITAL INVESTMENT GROUP, INC. (SYOSSET NY)

NY

05/03/1999 - 05/14/2014

PARK AVENUE SECURITIES LLC (WOODBURY NY)

NY

03/17/1997 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NJ

07/26/1988 - 03/07/1997

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

07/26/1988 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

Not sure if Michael A Marziotto is right for you?

Licenses & Designations

IA

Issued 01/13/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/28/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/30/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael A Marziotto.
Not sure if Michael A Marziotto is right for you?