Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Manganaro is a financial advisor with Raymond James & Associates, Inc. located in Chicago, Illinois. Michael has been in the financial services industry since 1983. Prior to joining Raymond James & Associates, Inc., Michael worked at J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES INC., PRUDENTIAL SECURITIES INCORPORATED, SMITH BARNEY INC., and DEAN WITTER REYNOLDS INC.. Michael holds a Series 63, Series 10, Series 9, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
09/14/2023 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
10/01/2008 - 07/10/2023
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
01/24/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
NY
01/25/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/07/1997 - 12/14/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/31/1995 - 03/19/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
04/11/1990 - 04/04/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
12/06/1989 - 04/07/1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
NA
10/05/1988 - 03/05/1990
DREXEL BURNHAM LAMBERT INCORPORATED
NA
05/20/1982 - 05/31/1988
DEAN WITTER REYNOLDS INC.
BC
Issued 11/10/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/30/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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