Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kalloz is a financial advisor with Stifel, Nicolaus & Company, Inc. Michael has been in the financial services industry since 2008 and has a strong background in investment management and financial planning. Michael is also a Certified Financial Planner. Michael’s previous experience includes working as a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Advisors, LLC. Michael is registered to provide investment advice in many states, including Connecticut, Maryland, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/14/2020 - Present
Stifel, Nicolaus & Company, Inc. (YORK PA)
PA
04/14/2010 - 10/22/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (YORK PA)
PA
05/14/2008 - 03/17/2010
WELLS FARGO ADVISORS, LLC (LANCASTER PA)
BOTH
Issued 06/09/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/13/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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