Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gaudet is a financial professional with Northwestern Mutual Investment Services, LLC. Michael is a registered representative of Northwestern Mutual Investment Services, LLC. Michael has been in the securities industry since March 17, 2004 and holds Series 6, Series 63 and SIE licenses. Michael is registered to conduct business in California, Florida, Massachusetts, New Hampshire, Ohio and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MA
03/17/2004 - Present
Northwestern Mutual Investment Services, LLC (Gardner MA)
BC
Issued 10/20/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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