Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Garcia is a registered representative of Northwestern Mutual Investment Services, LLC, with over 30 years of experience in the financial industry. Michael has a broad range of experience in financial services and holds the Series 6, 7, 63, and SIE licenses. Michael is registered in Arizona, California, Florida, Kansas, North Carolina, Tennessee, Texas, Virginia and Washington and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
04/22/2019 - Present
Northwestern Mutual Investment Services, LLC (FT LAUDERDALE FL)
NA
11/25/1987 - 03/04/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
BC
Issued 05/13/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/25/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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