Unclaimed
Michael Ferrone is a financial advisor with Park Avenue Securities LLC. Michael has over 30 years of experience in the financial services industry. Michael is registered with the Securities and Exchange Commission and the Financial Industry Regulatory Authority. Michael holds the Series 6, Series 63, Series 65, and SIE licenses. Michael specializes in providing financial planning, portfolio management, and educational seminars for individuals and businesses. Michael is also licensed to sell insurance products outside of the Guardian family. Michael is committed to providing his clients with personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/13/2022 - Present
Park Avenue Securities LLC (PARAMUS NJ)
NY
02/09/1995 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
01/05/1995 - 12/31/1996
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
10/03/1990 - 01/05/1995
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
03/02/1989 - 10/05/1990
W.D.R. EQUITY RESOURCES, INC.
IA
Issued 02/07/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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