Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Day is a financial advisor in San Diego, CA, with over 30 years of experience in the industry. Michael is a Registered Representative with LPL Financial LLC and is registered to offer securities and investment advisory services in several states. Michael's previous experience includes positions with M&T Securities, Inc., PRUCO Securities Corporation and The Prudential Insurance Company of America. Michael holds the Series 6, 7, 24, and 63 securities licenses as well as the SIE exam. Michael is also a Certified Financial Planner (CFP®).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/09/2021 - Present
LPL Financial LLC (SAN DIEGO CA)
NY
04/01/1998 - 06/09/2021
M&T SECURITIES, INC. (EAST SYRACUSE NY)
NJ
08/05/1991 - 01/21/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/05/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 08/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/02/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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