Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael A. Davis is a financial advisor with Charles Schwab & CO., Inc. in San Francisco, CA. Michael has over 25 years of experience in the securities industry. Michael is registered with FINRA and holds the Series 7, 9, 10, 24, 63 and 66 licenses. Michael is also registered with the state of Texas. Michael is a graduate of the University of California, Davis. Michael's current position is a Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/02/2019 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
CA
05/21/1997 - 05/06/1999
DISCOVER BROKERAGE DIRECT, INC. (SAN FRANCISCO CA)
NY
01/13/1997 - 03/17/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
05/29/1996 - 10/09/1996
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
BOTH
Issued 10/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/22/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/13/1998
Series 24 - General Securities Principal Examination
BC
Issued 06/30/1998
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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