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Michael A Darvish

Pruco Securities, LLC

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About Michael A Darvish

Michael Darvish is a registered representative with Pruco Securities, LLC, a firm that offers investment advice and securities brokerage services. Michael has been in the financial industry since July 18, 2000. Michael holds the Series 7, Series 63, Series 24 and Series 66 licenses. Michael has been registered in 16 states including California, Connecticut, Florida, Georgia, Louisiana, Michigan, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Puerto Rico, Utah, Wyoming, and Connecticut for investment advisory services. Michael has prior experience with Regal Securities, Inc., Rockwell Securities LLC, Andrew Garrett Inc., and S.W. Bach & Company.

Firm Information

Michael Darvish is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Michael Darvish’s Registration & Firm History

NY

09/16/2024 - Present

Pruco Securities, LLC (Melville NY)

NY

07/07/2011 - 12/07/2017

REGAL SECURITIES, INC. (NEW YORK NY)

NY

04/24/2007 - 11/03/2010

ROCKWELL SECURITIES LLC (NEW YORK NY)

NY

02/27/2007 - 04/30/2007

ANDREW GARRETT INC. (UNIONDALE NY)

NY

11/17/1999 - 03/01/2007

S.W. BACH & COMPANY (PORT WASHINGTON NY)

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Licenses & Designations

BOTH

Issued 12/31/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/14/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/01/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael A Darvish.
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