Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Dalton is a financial advisor with over 10 years of experience in the financial services industry. Michael is currently registered with Franklin Distributors, LLC and holds Series 7TO, Series 66 and SIE licenses. Michael's previous experience includes working for E*TRADE SECURITIES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Michael is dedicated to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
03/22/2023 - Present
Franklin Distributors, LLC (St. Petersburg FL)
NJ
02/04/2021 - 12/08/2021
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
OR
06/24/2019 - 01/12/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTLAND OR)
BOTH
Issued 07/22/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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