Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael D apice is a financial advisor with Park Avenue Securities LLC. Michael has been in the financial industry since 1985. Michael is registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative (IAR) and is registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative (RR). Michael has passed the Series 6, Series 7, Series 63, and Series 65 exams. Michael is a member of the advisory board for a local bank. Michael's firm specializes in providing financial advice to individuals, high-net-worth individuals, and families. Michael offers a variety of financial services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
02/12/2025 - Present
Park Avenue Securities LLC (COLLINSVILLE CT)
CT
10/23/1998 - 12/31/1999
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
CA
05/06/1996 - 12/31/1997
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
WI
08/14/1991 - 01/11/1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
08/06/1986 - 06/18/1991
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
08/23/1983 - 06/18/1991
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
IA
Issued 05/12/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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