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Michael A Baker

Northwestern Mutual Investment Services, LLC

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About Michael A Baker

Michael Baker is a financial advisor with Northwestern Mutual Investment Services, LLC. Michael has over 20 years of experience in the financial services industry. Michael holds the Series 6, 7, 63, and 65 licenses. Michael is registered with the state of Minnesota. Michael works with a wide range of clients, including high-net-worth individuals, corporations, and other businesses. Michael provides a variety of financial services, including investment management, financial planning, and insurance. Michael is a member of the Edina community, where he lives and works.

Firm Information

Michael Baker is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael Baker’s Registration & Firm History

MN

04/08/2016 - Present

Northwestern Mutual Investment Services, LLC (Edina MN)

MN

02/13/2001 - 09/19/2005

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

02/13/2001 - 09/19/2005

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MN

11/02/2000 - 01/11/2001

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

11/02/2000 - 01/11/2001

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 05/11/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/12/2007

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 04/19/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2016

Series 7 - General Securities Representative Examination

BC

Issued 04/15/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael A Baker.
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