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Micaela Nicole Mastrogiannis

KKR Capital Markets LLC

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About Micaela Nicole Mastrogiannis

Micaela Nicole Mastrogiannis is a financial professional with over 4 years of experience in the industry. Currently, Micaela is a registered representative of KKR Capital Markets LLC, a firm where she started in December 2021. Prior to her current role, Micaela worked at WELLS FARGO SECURITIES, LLC from July 2016 until March 2020. Micaela is licensed to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Micaela holds a Series 63, Series 79 and SIE license.

Firm Information

Micaela Mastrogiannis is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Micaela Mastrogiannis’s Registration & Firm History

NY

12/22/2021 - Present

KKR Capital Markets LLC (New York NY)

NY

07/29/2016 - 03/26/2020

WELLS FARGO SECURITIES, LLC (New York NY)

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Licenses & Designations

BC

Issued 08/08/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Micaela Nicole Mastrogiannis.
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