Unclaimed
Micaela Nicole Mastrogiannis is a financial professional with over 4 years of experience in the industry. Currently, Micaela is a registered representative of KKR Capital Markets LLC, a firm where she started in December 2021. Prior to her current role, Micaela worked at WELLS FARGO SECURITIES, LLC from July 2016 until March 2020. Micaela is licensed to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Micaela holds a Series 63, Series 79 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/22/2021 - Present
KKR Capital Markets LLC (New York NY)
NY
07/29/2016 - 03/26/2020
WELLS FARGO SECURITIES, LLC (New York NY)
BC
Issued 08/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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