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Mia Tess Gugino

Sanford C. Bernstein & CO., LLC

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About Mia Tess Gugino

Mia Tess Gugino is a registered representative with Sanford C. Bernstein & Co., LLC and is licensed in Georgia. Mia Tess Gugino holds the Series 7TO, Series 63, and SIE exams. Mia Tess Gugino has been in the industry for 6 months and currently holds the Series 63 and Series 7TO registrations.

Firm Information

Mia Gugino is currently registered with Sanford C. Bernstein & CO., LLC. Sanford C. Bernstein & CO., LLC is a Limited Liability Company, registered with the SEC and in 53 states. It was formed on August 16, 2000, and has its main office in Nashville, TN. The firm manages between $1 billion and $10 billion in assets for various clients, including pooled investment vehicles, insurance companies, charitable organizations, high-net-worth individuals, and state or municipal government entities. Their advisory services primarily focus on portfolio management for pooled investment vehicles.
Sanford C. Bernstein & CO., LLC

501 COMMERCE STREET

NASHVILLE, TN 37203

$3.71B

Assets Under Management

Not reported

Total Clients

271

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d, miscellaneous

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Mia Gugino’s Registration & Firm History

GA

06/28/2024 - Present

Sanford C. Bernstein & CO., LLC (ATLANTA GA)

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Licenses & Designations

BC

Issued 08/12/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/27/2024

Series 7TO - General Securities Representative Examination

BC

Issued 01/31/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mia Tess Gugino.
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