Unclaimed
Mia Price is a financial professional with experience in the industry since August 2021. Mia is currently registered with TD Securities (USA) LLC, a firm specializing in financial services. Prior to joining TD Securities (USA) LLC, Mia was associated with Cowen and Company, another prominent financial firm. Mia holds the Series 79TO and SIE licenses, demonstrating expertise in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/07/2024 - Present
TD Securities (usa) LLC (SAN FRANCISCO CA)
CA
08/16/2021 - 04/08/2024
COWEN AND COMPANY (San Francisco CA)
BC
Issued 08/16/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/04/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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