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Mia Price

TD Securities (usa) LLC

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About Mia Price

Mia Price is a financial professional with experience in the industry since August 2021. Mia is currently registered with TD Securities (USA) LLC, a firm specializing in financial services. Prior to joining TD Securities (USA) LLC, Mia was associated with Cowen and Company, another prominent financial firm. Mia holds the Series 79TO and SIE licenses, demonstrating expertise in investment banking.

Firm Information

Mia Price is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mia Price’s Registration & Firm History

CA

03/07/2024 - Present

TD Securities (usa) LLC (SAN FRANCISCO CA)

CA

08/16/2021 - 04/08/2024

COWEN AND COMPANY (San Francisco CA)

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Licenses & Designations

BC

Issued 08/16/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/04/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mia Price.
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