Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mia? Claim Your ProfileMia Mitchell is a financial advisor registered with Mesirow Financial, Inc. Mia has been in the financial services industry since 2005. Mia holds a Series 7, Series 63, and Series 66 licenses. Mia is registered in Illinois and New York. Prior to joining Mesirow Financial, Inc., Mia worked at Northwestern Mutual Investment Services, LLC, David A. Noyes & Company, Wunderlich Securities, Inc., Northern Trust Securities, Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Ariel Distributors, Inc., UBS PaineWebber Inc., and William Blair & Company L.L.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
10/12/2017 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
05/11/2015 - 05/17/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHICAGO IL)
IL
08/28/2012 - 04/10/2015
DAVID A. NOYES & COMPANY (CHICAGO IL)
IL
08/17/2010 - 08/27/2012
WUNDERLICH SECURITIES, INC. (CHICAGO IL)
IL
03/17/2010 - 05/10/2010
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
06/01/2009 - 08/11/2009
MORGAN STANLEY SMITH BARNEY (CHICAGO IL)
IL
06/07/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHICAGO IL)
IL
10/24/2002 - 07/29/2005
ARIEL DISTRIBUTORS, INC. (CHICAGO IL)
NJ
01/17/2002 - 06/28/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IL
12/21/2000 - 12/18/2001
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
BOTH
Issued 12/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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