Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mia? Claim Your ProfileMia Wallack is a financial advisor with LPL Financial LLC, located in BERLIN, CT. Mia has been in the financial services industry since September 15, 2000. Mia specializes in providing investment advice to individuals, families, and businesses. Mia holds Series 7, 63, and 66 securities licenses and is registered with the state of Connecticut as an investment advisor representative. Mia is also registered as an investment advisor representative in Alabama, Arizona, California, Florida, Massachusetts, New Jersey, New York, North Carolina, Rhode Island, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
03/31/2014 - Present
LPL Financial LLC (BERLIN CT)
CT
03/12/2012 - 03/12/2014
LPL FINANCIAL LLC (WETHERSFIELD CT)
NJ
06/19/2008 - 03/01/2012
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
OH
03/04/2005 - 06/11/2008
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
NY
10/09/2003 - 03/01/2005
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
11/20/1996 - 01/18/2000
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BOTH
Issued 11/26/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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