Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mescal? Claim Your ProfileMescal J Smith is a financial advisor with over 20 years of experience in the financial services industry. Mescal Smith is currently registered with Morgan Stanley, working out of their Spokane, WA branch. Mescal Smith is also registered in 27 states across the United States for both broker-dealer and investment advisor activities. Previously, Mescal Smith has also worked at Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Mescal Smith's expertise includes a wide range of services including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
01/30/2020 - Present
Morgan Stanley (Spokane WA)
WA
10/26/2009 - 01/07/2020
WELLS FARGO CLEARING SERVICES, LLC (SPOKANE WA)
WA
06/01/2009 - 11/18/2009
MORGAN STANLEY SMITH BARNEY (SPOKANE WA)
WA
06/05/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SPOKANE WA)
NY
02/20/2002 - 05/17/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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