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Merritt B Lewis

Marex Capital Markets Inc.

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About Merritt B Lewis

Merritt Lewis is a financial professional with over 25 years of experience in the industry. Merritt is currently registered with Marex Capital Markets Inc. in New York, NY. Merritt has held previous roles at MUFG Securities Americas Inc., Rodman & Renshaw, LLC, Cantor Fitzgerald & Co. and NDB Capital Markets, LP. Merritt holds the Series 3, 7, 55, 57TO, and SIE licenses as well as the Series 63 state exam. Merritt is licensed in 29 states and holds FINRA registration with Marex Capital Markets Inc.

Firm Information

Merritt Lewis is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Merritt Lewis’s Registration & Firm History

NY

10/19/2020 - Present

Marex Capital Markets Inc. (NEW YORK NY)

NY

11/14/2011 - 07/16/2019

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

NY

08/09/2010 - 05/04/2011

RODMAN & RENSHAW, LLC (NEW YORK NY)

NY

06/24/2002 - 12/18/2009

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

08/13/1996 - 06/28/2002

NDB CAPITAL MARKETS, LP (NEW YORK NY)

NE

10/13/1994 - 10/09/1996

NATIONAL DISCOUNT BROKERS (OMAHA NE)

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Licenses & Designations

BC

Issued 12/20/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 12/16/2020

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/12/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Merritt B Lewis.
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