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Merrill Ross

Compass Point Research & Trading, LLC

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About Merrill Ross

Merrill Ross is a financial advisor with Compass Point Research & Trading, LLC, and has over 30 years of experience in the industry. Merrill holds a Series 63, Series 7, Series 24, Series 86 and Series 87 license. Merrill has been registered in the District of Columbia and Virginia. Merrill was previously with Boenning & Scattergood, Inc., Wunderlich Securities, Inc., BGB Securities, Inc., Friedman, Billings, Ramsey & Co., Inc., Wheat, First Securities, Inc., CS First Boston Corporation, Salomon Brothers Inc., and Ranieri Wilson & Co., Inc.

Firm Information

Merrill Ross is currently registered with Compass Point Research & Trading, LLC. Compass Point Research & Trading, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in 33 states.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Merrill Ross’s Registration & Firm History

DC

06/11/2019 - Present

Compass Point Research & Trading, LLC (WASHINGTON DC)

PA

04/30/2018 - 06/11/2019

BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)

VA

06/14/2010 - 07/05/2017

WUNDERLICH SECURITIES, INC. (LEESBURG VA)

VA

02/04/2009 - 06/11/2010

BGB SECURITIES, INC. (ARLINGTON VA)

VA

05/13/1997 - 12/16/2008

FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (ARLINGTON VA)

NC

11/03/1993 - 04/11/1997

WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)

NY

05/19/1992 - 10/06/1993

CS FIRST BOSTON CORPORATION (NEW YORK NY)

NA

08/18/1987 - 03/15/1991

SALOMON BROTHERS INC.

NY

11/30/1988 - 02/27/1991

RANIERI WILSON & CO., INC. (UNIONDALE NY)

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Licenses & Designations

BC

Issued 10/29/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/23/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/04/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/02/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/15/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Merrill Ross.
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