Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Merillyn? Claim Your ProfileMerillyn Caracciolo is a financial advisor with UBS Financial Services Inc. Merillyn has been in the industry since 2014. Merillyn has a Series 63, Series 66, and Series 7 licenses. Merillyn is registered to provide investment advice in 53 states and jurisdictions and provides services to individuals, families, and businesses. Merillyn has experience working with clients at Morgan Stanley and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
09/23/2022 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
11/22/2021 - 10/13/2022
MORGAN STANLEY (New York NY)
TX
06/06/2016 - 10/30/2021
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
06/03/2014 - 05/05/2016
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 06/20/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/27/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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