Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Merica? Claim Your ProfileMerica Lynn Chmait is a financial advisor with over 20 years of experience in the industry. Merica currently works with UBS Financial Services Inc., having joined the firm in 2021. Prior to joining UBS, Merica was a financial advisor at Morgan Stanley and Citigroup Global Markets Inc. Merica has a wide range of experience in the financial industry and is licensed to provide investment advice in a number of states across the US. Merica holds the Series 66, Series 10, Series 9, SIE and Series 7 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
02/11/2021 - Present
UBS Financial Services Inc. (PHOENIX AZ)
WA
06/01/2009 - 02/11/2021
MORGAN STANLEY (BELLEVUE WA)
WA
02/01/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BELLEVUE WA)
CA
02/18/2005 - 11/22/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
11/17/2003 - 02/25/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
CA
09/26/2001 - 08/07/2003
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
BOTH
Issued 03/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/01/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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