Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Meredith? Claim Your ProfileMeredith Strutt Mighty is a financial advisor who has been in the industry since 2009. Meredith is currently registered with UBS Financial Services Inc. and holds the Series 66, SIE and Series 7 licenses. Previously, Meredith was a registered representative at HORNOR, TOWNSEND & KENT, LLC, MORGAN STANLEY, LPL FINANCIAL LLC, LEGG MASON INVESTOR SERVICES, LLC and LEGG MASON WOOD WALKER, INCORPORATED. Meredith specializes in providing financial advice to individuals, corporations, charitable organizations, pension and profit-sharing plans, investment companies, insurance companies, banking or thrift institutions, state or municipal government entities, sovereign wealth funds and foreign official institutions, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
03/22/2022 - Present
UBS Financial Services Inc. (HUNT VALLEY MD)
MD
07/25/2018 - 10/04/2019
HORNOR, TOWNSEND & KENT, LLC (HUNT VALLEY MD)
DC
06/15/2017 - 02/27/2018
MORGAN STANLEY (WASHINGTON DC)
LA
08/11/2014 - 06/24/2015
LPL FINANCIAL LLC (SHREVEPORT LA)
MD
12/01/2005 - 06/03/2013
LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)
MD
08/19/2003 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 06/07/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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