Unclaimed
Meredith Richardson Hayes is a financial advisor with Pacific Select Distributors, LLC. Meredith has been in the financial industry since November 25, 1999. Meredith is licensed in the states of Maine, Massachusetts, New Hampshire and Vermont. Meredith has passed the Series 6, 7 and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/29/2016 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
OH
04/29/2015 - 10/14/2016
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
MD
10/06/2014 - 03/30/2015
CEROS FINANCIAL SERVICES, INC. (ROCKVILLE MD)
TX
01/05/2012 - 01/09/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (AUSTIN TX)
CO
12/15/2010 - 06/23/2011
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
11/11/2008 - 10/25/2010
TRANSAMERICA CAPITAL, INC. (DENVER CO)
TX
07/14/2005 - 08/13/2008
VAN KAMPEN FUNDS INC. (HOUSTON TX)
PA
01/14/2004 - 07/29/2005
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
TX
01/04/1996 - 11/14/2002
A I M DISTRIBUTORS, INC. (HOUSTON TX)
BOTH
Issued 11/22/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/02/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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