Unclaimed
Meredith Farwell Henning is a financial advisor with over 20 years of experience in the industry. Meredith is registered with Pruco Securities, LLC and Prudential Investment Management Services LLC and has a strong background in providing financial advice. Meredith previously worked at several firms including ORBIS INVESTMENTS (U.S.), LLC, QUASAR DISTRIBUTORS, LLC, and PARNASSUS FUNDS DISTRIBUTOR, LLC. Meredith specializes in providing financial planning and portfolio management for individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
04/05/2022 - Present
Pruco Securities, LLC (NEWARK NJ)
ME
06/25/2021 - 03/11/2022
ORBIS INVESTMENTS (U.S.), LLC (Portland ME)
ME
07/16/2020 - 03/11/2022
QUASAR DISTRIBUTORS, LLC (Portland ME)
ME
05/16/2019 - 03/11/2022
PARNASSUS FUNDS DISTRIBUTOR, LLC (Portland ME)
ME
06/07/2018 - 03/11/2022
FORESIDE FINANCIAL SERVICES, LLC (PORTLAND ME)
ME
12/07/2017 - 03/11/2022
VT DISTRIBUTORS LLC (PORTLAND ME)
PA
06/09/2015 - 03/11/2022
COMPASS DISTRIBUTORS, LLC (Berwyn PA)
WI
01/02/2013 - 03/11/2022
FORESIDE DISTRIBUTION SERVICES, L.P. (Milwaukee WI)
ME
01/02/2013 - 03/11/2022
FORESIDE FUNDS DISTRIBUTORS LLC (PORTLAND ME)
ME
01/02/2013 - 03/11/2022
FORESIDE GLOBAL SERVICES, LLC (PORTLAND ME)
ME
01/02/2013 - 03/11/2022
FUNDS DISTRIBUTOR, LLC (PORTLAND ME)
ME
01/02/2013 - 03/11/2022
MGI FUNDS DISTRIBUTORS, LLC (PORTLAND ME)
ME
01/02/2013 - 03/11/2022
NORTHERN FUNDS DISTRIBUTORS, LLC (PORTLAND ME)
ME
01/02/2013 - 03/11/2022
STERLING CAPITAL DISTRIBUTORS, LLC (PORTLAND ME)
ME
01/04/2012 - 03/11/2022
JOHCM FUNDS DISTRIBUTORS, LLC (PORTLAND ME)
ME
04/28/2010 - 03/11/2022
FORESIDE INVESTMENT SERVICES, LLC (PORTLAND ME)
ME
01/08/2010 - 03/11/2022
IMST DISTRIBUTORS, LLC (PORTLAND ME)
ME
06/07/2005 - 03/11/2022
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
ME
01/02/2013 - 06/23/2020
FAIRHOLME DISTRIBUTORS, LLC (PORTLAND ME)
ME
01/02/2013 - 06/23/2020
FORESIDE ASSOCIATES, LLC (PORTLAND ME)
ME
07/16/2012 - 06/23/2020
FORESIDE DISTRIBUTION SOLUTIONS, LLC (PORTLAND ME)
ME
01/02/2013 - 05/01/2020
BD COMPLIANCE SOLUTIONS, LLC (PORTLAND ME)
IL
05/11/2012 - 10/16/2012
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CHICAGO IL)
ME
08/26/2009 - 03/11/2010
FORESIDE PLAZA DISTRIBUTORS, LLC (PORTLAND ME)
IL
11/07/2002 - 06/01/2005
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
IL
03/15/2001 - 07/23/2002
STARFN (CHICAGO IL)
IL
02/28/2001 - 09/07/2001
BLUESUIT SECURITIES, INC. (CHICAGO IL)
BC
Issued 02/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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