Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mercer? Claim Your ProfileMercer Kung smith is a financial advisor who has been in the industry since 2011. Mercer is registered with Northwestern Mutual Investment Services, LLC and is currently licensed in Washington and Florida. Mercer's career began with Northwestern Mutual Investment Services, LLC and continues with Northwestern Mutual Wealth Management Company. Mercer has experience working with a variety of clients, including individuals, high-net-worth individuals, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WA
10/25/2021 - Present
Northwestern Mutual Investment Services, LLC (Tacoma WA)
WA
05/23/2011 - 06/02/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SEATTLE WA)
BOTH
Issued 08/27/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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