Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mercedes? Claim Your ProfileMercedes Clifton is a financial professional with over 20 years of experience in the financial services industry. Mercedes is currently registered with Kestra Investment Services, LLC in North Carolina. Previously, Mercedes held positions with INVEST FINANCIAL CORPORATION, FINANCIAL NETWORK INVESTMENT CORPORATION, BLUE VASE SECURITIES, LLC, WACHOVIA SECURITIES, LLC, and WACHOVIA SECURITIES, INC. Mercedes holds the Series 7, Series 66 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/02/2015 - Present
Kestra Investment Services, LLC (Greensboro NC)
NC
02/28/2007 - 02/10/2015
INVEST FINANCIAL CORPORATION (GREENSBORO NC)
NC
10/24/2005 - 02/27/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (OAK RIDGE NC)
PA
06/18/2003 - 10/24/2005
BLUE VASE SECURITIES, LLC (WASHINGTON PA)
MO
06/15/2002 - 06/16/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
12/07/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
09/19/2000 - 11/29/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 10/20/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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