Unclaimed
Mercedes Escandon is a financial advisor with Robinhood Financial, LLC. Mercedes is registered in 53 states. Mercedes passed the General Securities Representative Examination (Series 7TO), the Securities Industry Essentials Examination (SIE), and the Uniform Securities Agent State Law Examination (Series 63). Mercedes has been in the securities industry since August 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/31/2020 - Present
Robinhood Financial, LLC (Lake Mary FL)
BC
Issued 09/21/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2022
Series 24 - General Securities Principal Examination
BC
Issued 08/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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