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Mengzhou Jiang

Mizuho Securities USA LLC

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About Mengzhou Jiang

Mengzhou Jiang is a securities professional with over three years of experience in the financial industry. Mengzhou is currently registered with Mizuho Securities USA LLC. Mengzhou holds FINRA Series 3, 7, 63, and 79TO licenses and is registered to sell securities in all 50 U.S. states, the District of Columbia, and Puerto Rico. Previously, Mengzhou was employed at SG Americas Securities, LLC in New York, New York.

Firm Information

Mengzhou Jiang is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mengzhou Jiang’s Registration & Firm History

NY

08/10/2020 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

08/04/2017 - 08/12/2020

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/09/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/05/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2017

Series 3 - National Commodity Futures Examination

BC

Issued 08/04/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mengzhou Jiang.
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