Unclaimed
Mengzhou Jiang is a securities professional with over three years of experience in the financial industry. Mengzhou is currently registered with Mizuho Securities USA LLC. Mengzhou holds FINRA Series 3, 7, 63, and 79TO licenses and is registered to sell securities in all 50 U.S. states, the District of Columbia, and Puerto Rico. Previously, Mengzhou was employed at SG Americas Securities, LLC in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/10/2020 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/04/2017 - 08/12/2020
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 08/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2017
Series 3 - National Commodity Futures Examination
BC
Issued 08/04/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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