Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mengyue? Claim Your ProfileMengyue Wang is a financial professional with over 9 years of experience in the securities industry. Mengyue is currently registered with Smbc Nikko Securities America, Inc. and holds the Series 27, Series 99TO, SIE, and Series 11 licenses. Mengyue was previously employed with Firstrade Securities Inc. Mengyue’s professional experience includes the processing of client orders, and other operational duties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/06/2019 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
10/12/2013 - 08/31/2016
FIRSTRADE SECURITIES INC. (FLUSHING NY)
BC
Issued 06/06/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2013
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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