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Mendy Michelle Adams

CWM, LLC

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About Mendy Michelle Adams

Mendy Michelle Adams is an investment advisor representative at CWM, LLC. Mendy has been in the industry since 2000 and has a wide range of experience. Mendy holds Series 7, 63, and 65 licenses, and is also a Certified Financial Planner. Mendy has previously worked with a number of firms including: Ameriprise Financial Services, Inc., Morgan Stanley, UBS Financial Services Inc., Citigroup Global Markets Inc., Banc One Securities Corporation, and Fidelity Brokerage Services LLC.

Firm Information

Mendy Adams is currently registered with CWM, LLC. CWM, LLC is a registered investment adviser based in Omaha, NE, with over 475 investment adviser representatives. The firm manages a total of $26.77 billion in client assets, primarily for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. The firm offers advisory services such as financial planning, portfolio management for individuals, selection of other advisers, and sub-advisory services for other investment advisory firms. The firm also participates in wrap fee programs.
CWM, LLC

14600 BRANCH ST.

OMAHA, NE 68154

$26.77B

Assets Under Management

629

Total Clients

448

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services for other investment advisory firms

Sub-advisory services for other investment advisory firms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees from other investment advisors

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Mendy Adams’s Registration & Firm History

TX

10/24/2022 - Present

CWM, LLC (Amarillo TX)

TX

03/16/2015 - 12/21/2015

PURSHE KAPLAN STERLING INVESTMENTS (DALLAS TX)

TX

05/12/2014 - 06/03/2014

AMERIPRISE FINANCIAL SERVICES, INC. (FT WORTH TX)

TX

01/01/2013 - 05/14/2014

MORGAN STANLEY (PLANO TX)

TX

04/11/2007 - 07/23/2009

UBS FINANCIAL SERVICES INC. (ADDISON TX)

TX

01/06/2006 - 02/26/2007

CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)

IL

09/04/2003 - 03/16/2004

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

RI

10/24/2000 - 08/25/2003

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 01/25/2013

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/15/2012

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 03/04/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/21/2015

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Mendy Michelle Adams. Review regulatory record here.
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