Unclaimed
Melvin Thomas is a financial advisor with over 30 years of experience in the financial services industry. Melvin is currently registered with ADP Broker-Dealer, Inc. Melvin has a wide range of experience in the industry, having previously worked at TD Waterhouse Investor Services, Inc. and Laidlaw Equities, Inc. Melvin has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
05/22/2003 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
NE
11/05/1991 - 08/14/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
07/12/1991 - 10/15/1991
LAIDLAW EQUITIES, INC. (NEW YORK NY)
BC
Issued 11/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/26/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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