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Melvin Thomas

ADP Broker-Dealer, Inc.

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About Melvin Thomas

Melvin Thomas is a financial advisor with over 30 years of experience in the financial services industry. Melvin is currently registered with ADP Broker-Dealer, Inc. Melvin has a wide range of experience in the industry, having previously worked at TD Waterhouse Investor Services, Inc. and Laidlaw Equities, Inc. Melvin has a strong track record of success in helping clients achieve their financial goals.

Firm Information

Melvin Thomas is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Melvin Thomas’s Registration & Firm History

KY

05/22/2003 - Present

ADP Broker-Dealer, Inc. (LOUISVILLE KY)

NE

11/05/1991 - 08/14/2001

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

NY

07/12/1991 - 10/15/1991

LAIDLAW EQUITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/09/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/10/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/26/1993

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Melvin Thomas.
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