Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melvin? Claim Your ProfileMelvin Dale Brooks is an active investment advisor representative in Indiana. Melvin is associated with IP Financial Advisory Services LLC and has been in the industry since 1985. Melvin has 2 state exams, 2 product exams, and is registered in 2 states for both Broker-Dealer and Investment Advisor activities. Melvin has previously worked for firms like Transamerica Financial Advisors, Inc, OneAmerica Securities, Inc., VALIC Financial Advisors, Inc., and PRUCO Securities, LLC. Melvin Dale Brooks is committed to providing financial advice to individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fees
1
2
NC
02/20/2020 - Present
IP Financial Advisory Services LLC (CHARLOTTE NC)
IN
11/07/2008 - 12/31/2012
TRANSAMERICA FINANCIAL ADVISORS, INC (CROWN POINT IN)
IN
01/27/2006 - 05/28/2008
ONEAMERICA SECURITIES, INC. (MERRILLVILLE IN)
TX
05/10/2004 - 01/05/2006
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
NJ
11/26/1985 - 02/13/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
IA
Issued 07/15/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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