Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melvin? Claim Your ProfileMelvin Alphanso Taylor has been in the financial services industry since 1991. Melvin is currently a registered representative of Wells Fargo Clearing Services, LLC and has been associated with the firm since 2009. Prior to Wells Fargo, Melvin was associated with Wexford Clearing Services, LLC, Prudential Securities Incorporated, Thomas James Associates, Inc., Prudential-Bache Securities Inc. and Smith Barney, Harris Upham & Co., Incorporated. Melvin has a Series 7, 9, 10, 63, and 65 license. Melvin has also successfully passed the SIE and Series 99TO exams. Melvin holds several designations and specializations within the industry. Melvin is also active in other business ventures and is author of the book "The Kindred Spirits River's Return".
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
09/18/2009 - Present
Wells Fargo Clearing Services, LLC (SHORT HILLS NJ)
NY
02/14/2001 - 03/31/2005
WEXFORD CLEARING SERVICES, LLC (NEW YORK NY)
NY
10/23/1991 - 04/26/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/23/1990 - 11/29/1990
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
05/03/1989 - 10/18/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NY
11/23/1988 - 03/23/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
IA
Issued 09/17/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1992
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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