Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melville? Claim Your ProfileMelville Waithe is a financial advisor at Principal Securities, Inc. with over 18 years of experience in the financial industry. Melville holds Series 6, 7, 9, 10, 24, 63, and 66 licenses. Melville has been associated with Principal Securities, Inc. since February 2024. Previously, Melville worked for TRUIST INVESTMENT SERVICES, INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, AMERIPRISE FINANCIAL SERVICES, INC., IDS LIFE INSURANCE COMPANY, and NYLIFE SECURITIES INC. Melville is licensed to offer investment advice in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NC
03/04/2024 - Present
Principal Securities, Inc. (WESLEY CHAPEL NC)
NC
10/27/2021 - 12/15/2023
TRUIST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
01/19/2011 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
04/24/2002 - 03/18/2008
AMERIPRISE FINANCIAL SERVICES, INC. (CHARLOTTE NC)
MN
04/24/2002 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
03/30/2001 - 08/16/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 09/03/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2015
Series 24 - General Securities Principal Examination
BC
Issued 07/24/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/24/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2013
Series 7 - General Securities Representative Examination
BC
Issued 01/18/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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