Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melody? Claim Your ProfileMelody Mari' Ellis is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Melody has been in the securities industry since 2012. Melody has a Series 63, Series 65 and Series 6 license. Melody has a current registration with the state of Wisconsin. Melody has previously been registered with the state of Iowa and is registered with the states of Florida and Illinois. Melody is based out of Middleton, WI and has been employed with Northwestern Mutual Investment Services, LLC since 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
04/27/2020 - Present
Northwestern Mutual Investment Services, LLC (MIDDLETON WI)
IA
09/11/2012 - 10/23/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DUBUQUE IA)
IA
Issued 10/27/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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